The Securities and Exchange Commission (“SEC”) prevails in...

Journal of Investment Compliance 2014 / 10 Vol. 15; Iss. 4

The Securities and Exchange Commission (“SEC”) prevails in the second circuit in defending its no-admission settlement policy

Healy, Terence, J. Greer, Amy, Z. Herbst, Daniel
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Volume:
15
Language:
english
Journal:
Journal of Investment Compliance
DOI:
10.1108/joic-09-2014-0039
Date:
October, 2014
File:
PDF, 101 KB
english, 2014
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