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A review of the SEC Participating Affiliate No-Action Letters’ relief from Investment Advisers Act of 1940 registration for foreign investment advisers
Cohen, Wendy E., Dickstein, David Y., Hennion, Christian B., Marshall, Richard D., Yacker, Allison C., Zinman, Lance A.Volume:
18
Language:
english
Journal:
Journal of Investment Compliance
DOI:
10.1108/JOIC-08-2017-0057
Date:
November, 2017
File:
PDF, 99 KB
english, 2017