SEC staff expands relief from broker-dealer registration...

Journal of Investment Compliance 2014 / 06 Vol. 15; Iss. 2

SEC staff expands relief from broker-dealer registration under US Securities Exchange Act for intermediaries in private M&A transactions

Kahn, Henry, Welp, Robert, Parrino, Richard
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Volume:
15
Language:
english
Journal:
Journal of Investment Compliance
DOI:
10.1108/joic-05-2014-0022
Date:
June, 2014
File:
PDF, 83 KB
english, 2014
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