Volume 5; Issue 1

Journal of Investment Compliance

Volume 5; Issue 1
1

Best execution for investment advisers ‐ The goal and the process

Paradis, Margaret R.A.
Journal:
Journal of Investment Compliance
Year:
2004
Language:
english
File:
PDF, 251 KB
english, 2004
2

Transaction costs and best execution: Compliance and measurement

Wagner, Wayne H.
Journal:
Journal of Investment Compliance
Year:
2004
Language:
english
File:
PDF, 308 KB
english, 2004
5

ERISA and hedge funds

Lins, Gerald T.
Journal:
Journal of Investment Compliance
Year:
2004
Language:
english
File:
PDF, 253 KB
english, 2004
6

Soft dollars: A hot‐button issue ripe for reform

Porter, Alan C., Rosenberger, Francine J.
Journal:
Journal of Investment Compliance
Year:
2004
Language:
english
File:
PDF, 360 KB
english, 2004
8

ERISA for securities professionals

Matta, Richard K.
Journal:
Journal of Investment Compliance
Year:
2004
Language:
english
File:
PDF, 410 KB
english, 2004
9

SEC proposes significant changes to current market structure

Pruitt, Laura, Kramer, Howard
Journal:
Journal of Investment Compliance
Year:
2004
Language:
english
File:
PDF, 384 KB
english, 2004
10

Who should pay for e‐discovery? Examining the Zubulake Approach

Beshar, Peter J., Passante, Michael J.
Journal:
Journal of Investment Compliance
Year:
2004
Language:
english
File:
PDF, 383 KB
english, 2004
11

An overview of advisers act requirements for hedge fund managers

O’Malley, Terrance J.
Journal:
Journal of Investment Compliance
Year:
2004
Language:
english
File:
PDF, 284 KB
english, 2004